This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
financial products limited to miscellaneous financial risk products limited to mutual risk products to wholesale clients;
general insurance products to retail and wholesale clients; and
managed investment schemes excluding IDPS to wholesale clients.
Provide financial product advice limited to general financial product advice limited to:
financial products limited to miscellaneous financial risk products limited to mutual risk products to retail clients; and
managed investment schemes excluding IDPS to retail clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
general insurance products to retail and wholesale clients; and
interests in managed investment schemes excluding investor directed portfolio services limited to mutual risk products to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
financial products limited to miscellaneous financial risk products limited to mutual risk products to retail and wholesale clients;
general insurance products to retail and wholesale clients; and
managed investment schemes excluding IDPS to retail and wholesale clients.
Deal in a financial product limited to arrange for another person to issue, apply for, acquire, vary or dispose of a financial product limited to:
financial products limited to miscellaneous financial risk products limited to mutual risk products to retail and wholesale clients.
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