This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Boris Pedisic | 1997 | Bachelor of Science in the Faculty of Mathematical Sciences - The Adelaide University ~ Diploma of Financial Planning - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investments - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan |
| Brenton Douglas Miegel | 1999 | DPML Margin LEnding - Pinnacle ~ Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan |
| Craig Kirkwood | 2011 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Markets - Securities Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Financial Planning - Kaplan |
| Lachlan William Harvey | 2000 | Bachelor of Economics - Flinders University ~ DPML Margin Lending - Pinnacle ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Financial Planning - Securities Institute |
| Matthew James Kelly | 2007 | Bachelor of Business (Applied Finance) - University of South Australia ~ CFP - Financial Planning Association |
| Michelle Sanchez | 2008 | Advanced Diploma of Financial Services ((Financial Planning) - Mentor Education ~ Bachelor of Commerce - The Flinders University of South Australia ~ Ethics and Professionalism in Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan |
| Momir Vuksa | 2024 | Bachelor of Applied Finance - University of South Australia ~ Bachelor of Commerce (Accounting) - University of South Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Higher Education ~ SMSF Specialist Adviser - SMSF Association |
| Sam Robert Martin | 2005 | Advanced Diploma of Financial Services (Financial Planning - Tribeca ~ DPML Margin Lending - Pinnacle ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Susan Amelia Vincent | 2003 | ASFA/Macquarie University - Certificate of Superannuation Management ~ Bachelor of Business (Financial Planning) - RMIT ~ DPML Margin Lending - Pinnacle ~ Diploma of Financial Planning - FPA/Deaking University |
| Valeska Farrow | 2017 | Advanced Diploma of Financial Services - Integratec |
| William James Chapman | 2011 | Bachelor of Applied Finance - University of SA ~ Diploma of Financial Services (Financial Planning) - Kaplan |