This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Adam Moremon | 2001 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty |
Aishwarya Milind Joshi | 0 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Andrew Clyde Newcombe | 1998 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
Andrew Timothy Price | 2001 | Bachelor Commerce - University of Newcastle ~ CA Chartered Accountant - Chartered Accountant ~ Diploma of Financial Planning FNS50615 - Mentor Education Group |
Annabelle Wilson | 2018 | Bachelor of Laws - La Trobe University ~ Diploma Financial Planning FNS50615 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan professional ~ RG146 Tier 1 Margin Lending - Kaplan Australia |
Anthony Joseph Brosnan | 1983 | CFP Certified Financial Planner - Financial Planning Association of Australia ~ CFP – Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Planning - Royal Melbourne Institute of Technology (RMIT) ~ RG146 Margin Lending - MLC ThreeSixty |
Arnaud Ravel | 2003 | Advanced Diploma Financial Services (Financial Planning) FNB60402 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan |
Aziz Meherali | 1997 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Bernard Schortinghuis | 1996 | Bachelor of Business (Financial Management and Economics) - Curtin University ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 Margin Lending - MLC ThreeSixty |
Bradley Denniston Rummer | 2016 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Curtin University |
Craig Milroy | 1999 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Post Graduate - Chartered Accountant - Institute of Chartered Accountants Australia ~ RG146 Margin Lending - MLC ThreeSixty |
David Guy | 1999 | Certificate in Applied Self-Managed Super Fund Advice - Australia Executor Trustees ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ DPML Margin Lending - Pinnacle ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
David James Rule | 2012 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Bachelor of Applied Economics and Business Administration - University of Canberra ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNS50804 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
David Just | 1999 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
David Victor Benney | 1990 | Advanced Diploma Financial Planning FNS60410 - Kaplan Australia ~ Bachelor Economics - University of Western Australia ~ Diploma Financial Services (Financial Planning) FNB50402 - MLC ThreeSixty ~ Graduate Diploma Applied Finance & Investment - Securities Institute ~ RG146 Margin Lending - MLC ThreeSixty |
Donelle Anne Parkin | 2006 | Advanced Diploma Financial Services (Financial Planning) FNS60415 - Kaplan Australia ~ Diploma Financial Services (Financial Planning) FNS50804 - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
Evan Cormack | 2018 | Advanced Diploma Financial Planning FNS60415 - Kaplan Australia ~ Diploma Financial Planning FNS50615 - Kaplan Australia ~ Graduate Diploma of Financial Planning - Kaplan Australia |
Harry Mantzouratos | 2000 | Bachelor of Economics - University of Sydney ~ Certified Financial Planner Status (CFP) - Financial Planning Association (FPA) ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ SMSF Specialist Adviser - SMSF Association ~ TASA and the TPB Code of Professional Conduct - Kaplan Australia |
Heather Patricia Logue | 2008 | Diploma of Financial Planning FNS50804 - Kaplan Australia ~ Diploma of Financial Services (Finance & Mortgage Broking) - Intellitrain ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 Margin Lending & Geared Investments - Kaplan Australia ~ Self Managed Superannuation Funds - Kaplan Australia |
Jane Maree Tanner | 2002 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Diploma of Financial Services (Financial Planning) - ThreeSixty |
Jeffrey Darren Mclachlan | 1994 | Bachelor of Business - Ballarat College of Advanced Education ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty |
John Kritsimas | 2008 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
John Nantes | 2001 | Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 928S Margin Lending (928SML) - Kaplan Australia |
Joshua Luke Pope | 2006 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty |
Julia Schortinghuis | 2008 | Bachelor of Commerce - Murdoch University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) (GK & FP) - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Australia |
Kasey Pass | 2008 | Bachelor of Commerce (Economics & Financial Planning) - Curtin University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Gap Assessment - Derivatives - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
Katherine Alice O'sullivan | 2016 | Bachelor of Business in Financial Planning - Open Universities ~ CFP Certified Financial Planner - FPA |
Kerry Said | 0 | FPC001B Economic and Legal Context for Financial Planning - Kaplan ~ FPC006 Tax and Commercial Law for Financial Planning - Kaplan ~ Graduate Diploma Financial Planning - Kaplan |
Kevin John Pass | 1993 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
Kurt Purkiss | 2008 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ DPML RG146 Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) FNS50804 - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Business - University of Newcastle |
Lachlan Donald Ashelford | 2010 | Bachelor Commerce (Accounting Finance) - Deakin University ~ Graduate Diploma Financial Planning - Kaplan Australia ~ Master of Applied Finance - Kaplan Australia |
Lauren Maree Smith | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Luke Anthony Patricks | 2008 | Advanced Diploma of Financial Planning FNS60404 - Kaplan Australia ~ Bachelor of Commerce - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Diploma of Financial Planning - Kaplan Australia |
Marc Chandler | 1994 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Graduate Certificate in Applied Finance - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty |
Matthew Wilson | 2003 | Advanced Diploma Financial Services (Financial Planning) FNB60402 - Kaplan Australia ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNB50802 - MLC ThreeSixty ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - University of Sunshine Coast |
Michael Ingham | 2005 | Advanced Diploma of Financial Services (FP) FNB60402 - MLC ThreeSixty ~ Graduate Diploma Applied Finance & Investment - Securities Institute ~ RG146 Margin Lending - MLC ThreeSixty |
Michael James Dargan | 2002 | Advanced Diploma of Financial Planning FNS60404 - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning FNS50804 - Tribeca ~ RG146 Margin Lending - MLC ThreeSixty |
Michael John Kerslake | 2006 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
Michael William Ryding | 2000 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Practice KNowledge Exam (PKE) - Financial Planning Association (FPA) ~ RG146 DFP 8 - Financial Planning Association (FPA) ~ RG146 Margin Lending - Kaplan Australia |
Michelle Irene Taylor | 2001 | Adavanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments Course - Kaplan Professional ~ Self Managed Superannuation Funds Course - Kaplan Professional |
Mitchell James Fritz | 2015 | Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Bachelor Commerce (Finance Business Law) - Murdoch University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Managed Investments - Pinnacle Financial Services Academy ~ RG146 Margin Lending - Mentor Education Group |
Naomi Francesca Mee-martino | 2007 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Bachelor of Arts (Economics) - University College Dublin ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Margin Lending - Kaplan Australia |
Neil Bruce Mclennan | 1997 | Bachelor of Business (Accountancy) - Queensland Institute of Technology ~ Graduate Diploma in Advanced Accounting - Queensland University Technology ~ Graduate Diploma in Advanced Accounting - Queensland University of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Master of Financial Planning - Kaplan Professional |
Nourah Zezulka | 2018 | Bachelor of Commerce (Applied Economics) - University of Canberra ~ Bachelor of Commerce - University of Canberra ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) |
Patrik Vachan | 2010 | Advanced Diploma Financial Planning FNS60410 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education Group ~ RG146 Margin Lending - MLC ThreeSixty |
Paul Damien Trosti | 2009 | Advanced Diploma of Financial Planning FNS60404 - MLC ThreeSixty ~ Certified Financial Planner(CFP) - Financial Planning Association ~ Diploma of Financial Planning FNS50804 - Kaplan Australia ~ Master of Commerce (Financial Planning) - Western Sydney University ~ RG146 Margin Lending - MLC ThreeSixty |
Pawan Luthra | 1986 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
Peter Mccormack | 1989 | Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
Ryan Thomas Purves | 2012 | Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma Financial Planning - Kaplan Australia ~ RG146 Derivatives - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
Sebastian Pfab | 2018 | Diploma Financial Planning FNS50615 - Mentor Education Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Sheree Teneile King | 0 | Bachelor of Business - Charles Sturt University ~ Ethics and Professionalism in Financial Advice - Kaplan |
Tony Bingham | 2007 | Advanced Diploma Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNB50804 - MLC ThreeSixty ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 Margin Lending - MLC ThreeSixty |
Travis Edwards | 2008 | Advanced Diploma of Financial Planning FNS60404 - Kaplan Australia ~ Bachelor of Science - Murdoch University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 ICFS specialist Self Managed Superannuation Funds - University of Adelaide ~ SMSF Specialist Adviser (SSA) - SMSF Association |
Trevor Bransdon | 2008 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNS50804 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |