Godfrey Pembroke Group Pty ltd

AFS License Number
245451
Name
Godfrey Pembroke Group Pty ltd
ABN/ACN/ARBN
38078629973
Licensee issued
March 10, 2004
Address
Millers Point, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Moremon 2001 Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Aishwarya Milind Joshi 0 Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Andrew Clyde Newcombe 1998 Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Andrew Timothy Price 2001 Bachelor Commerce - University of Newcastle ~ CA Chartered Accountant - Chartered Accountant ~ Diploma of Financial Planning FNS50615 - Mentor Education Group
 Annabelle Wilson 2018 Bachelor of Laws - La Trobe University ~ Diploma Financial Planning FNS50615 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan professional ~ RG146 Tier 1 Margin Lending - Kaplan Australia
 Anthony Joseph Brosnan 1983 CFP Certified Financial Planner - Financial Planning Association of Australia ~ CFP – Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Planning - Royal Melbourne Institute of Technology (RMIT) ~ RG146 Margin Lending - MLC ThreeSixty
 Arnaud Ravel 2003 Advanced Diploma Financial Services (Financial Planning) FNB60402 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan
 Aziz Meherali 1997 Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Bernard Schortinghuis 1996 Bachelor of Business (Financial Management and Economics) - Curtin University ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 Margin Lending - MLC ThreeSixty
 Bradley Denniston Rummer 2016 Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Curtin University
 Craig Milroy 1999 Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Post Graduate - Chartered Accountant - Institute of Chartered Accountants Australia ~ RG146 Margin Lending - MLC ThreeSixty
 David Guy 1999 Certificate in Applied Self-Managed Super Fund Advice - Australia Executor Trustees ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ DPML Margin Lending - Pinnacle ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan
 David James Rule 2012 Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Bachelor of Applied Economics and Business Administration - University of Canberra ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNS50804 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty
 David Just 1999 Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty
 David Victor Benney 1990 Advanced Diploma Financial Planning FNS60410 - Kaplan Australia ~ Bachelor Economics - University of Western Australia ~ Diploma Financial Services (Financial Planning) FNB50402 - MLC ThreeSixty ~ Graduate Diploma Applied Finance & Investment - Securities Institute ~ RG146 Margin Lending - MLC ThreeSixty
 Donelle Anne Parkin 2006 Advanced Diploma Financial Services (Financial Planning) FNS60415 - Kaplan Australia ~ Diploma Financial Services (Financial Planning) FNS50804 - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Evan Cormack 2018 Advanced Diploma Financial Planning FNS60415 - Kaplan Australia ~ Diploma Financial Planning FNS50615 - Kaplan Australia ~ Graduate Diploma of Financial Planning - Kaplan Australia
 Harry Mantzouratos 2000 Bachelor of Economics - University of Sydney ~ Certified Financial Planner Status (CFP) - Financial Planning Association (FPA) ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ SMSF Specialist Adviser - SMSF Association ~ TASA and the TPB Code of Professional Conduct - Kaplan Australia
 Heather Patricia Logue 2008 Diploma of Financial Planning FNS50804 - Kaplan Australia ~ Diploma of Financial Services (Finance & Mortgage Broking) - Intellitrain ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 Margin Lending & Geared Investments - Kaplan Australia ~ Self Managed Superannuation Funds - Kaplan Australia
 Jane Maree Tanner 2002 Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Diploma of Financial Services (Financial Planning) - ThreeSixty
 Jeffrey Darren Mclachlan 1994 Bachelor of Business - Ballarat College of Advanced Education ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 John Kritsimas 2008 Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty
 John Nantes 2001 Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 928S Margin Lending (928SML) - Kaplan Australia
 Joshua Luke Pope 2006 Advanced Diploma Financial Services (Financial Planning) FNS60404 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty
 Julia Schortinghuis 2008 Bachelor of Commerce - Murdoch University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) (GK & FP) - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Australia
 Kasey Pass 2008 Bachelor of Commerce (Economics & Financial Planning) - Curtin University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Gap Assessment - Derivatives - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty
 Katherine Alice O'sullivan 2016 Bachelor of Business in Financial Planning - Open Universities ~ CFP Certified Financial Planner - FPA
 Kerry Said 0 FPC001B Economic and Legal Context for Financial Planning - Kaplan ~ FPC006 Tax and Commercial Law for Financial Planning - Kaplan ~ Graduate Diploma Financial Planning - Kaplan
 Kevin John Pass 1993 Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Kurt Purkiss 2008 Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ DPML RG146 Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) FNS50804 - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Business - University of Newcastle
 Lachlan Donald Ashelford 2010 Bachelor Commerce (Accounting Finance) - Deakin University ~ Graduate Diploma Financial Planning - Kaplan Australia ~ Master of Applied Finance - Kaplan Australia
 Lauren Maree Smith 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Luke Anthony Patricks 2008 Advanced Diploma of Financial Planning FNS60404 - Kaplan Australia ~ Bachelor of Commerce - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Diploma of Financial Planning - Kaplan Australia
 Marc Chandler 1994 Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Graduate Certificate in Applied Finance - Kaplan Australia ~ RG146 Margin Lending - MLC ThreeSixty
 Matthew Wilson 2003 Advanced Diploma Financial Services (Financial Planning) FNB60402 - Kaplan Australia ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNB50802 - MLC ThreeSixty ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - University of Sunshine Coast
 Michael Ingham 2005 Advanced Diploma of Financial Services (FP) FNB60402 - MLC ThreeSixty ~ Graduate Diploma Applied Finance & Investment - Securities Institute ~ RG146 Margin Lending - MLC ThreeSixty
 Michael James Dargan 2002 Advanced Diploma of Financial Planning FNS60404 - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning FNS50804 - Tribeca ~ RG146 Margin Lending - MLC ThreeSixty
 Michael John Kerslake 2006 Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Michael William Ryding 2000 Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Practice KNowledge Exam (PKE) - Financial Planning Association (FPA) ~ RG146 DFP 8 - Financial Planning Association (FPA) ~ RG146 Margin Lending - Kaplan Australia
 Michelle Irene Taylor 2001 Adavanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments Course - Kaplan Professional ~ Self Managed Superannuation Funds Course - Kaplan Professional
 Mitchell James Fritz 2015 Advanced Diploma Financial Planning FNS60415 - Mentor Education Group ~ Bachelor Commerce (Finance Business Law) - Murdoch University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Managed Investments - Pinnacle Financial Services Academy ~ RG146 Margin Lending - Mentor Education Group
 Naomi Francesca Mee-martino 2007 Advanced Diploma Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Bachelor of Arts (Economics) - University College Dublin ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Margin Lending - Kaplan Australia
 Neil Bruce Mclennan 1997 Bachelor of Business (Accountancy) - Queensland Institute of Technology ~ Graduate Diploma in Advanced Accounting - Queensland University Technology ~ Graduate Diploma in Advanced Accounting - Queensland University of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Master of Financial Planning - Kaplan Professional
 Nourah Zezulka 2018 Bachelor of Commerce (Applied Economics) - University of Canberra ~ Bachelor of Commerce - University of Canberra ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA)
 Patrik Vachan 2010 Advanced Diploma Financial Planning FNS60410 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education Group ~ RG146 Margin Lending - MLC ThreeSixty
 Paul Damien Trosti 2009 Advanced Diploma of Financial Planning FNS60404 - MLC ThreeSixty ~ Certified Financial Planner(CFP) - Financial Planning Association ~ Diploma of Financial Planning FNS50804 - Kaplan Australia ~ Master of Commerce (Financial Planning) - Western Sydney University ~ RG146 Margin Lending - MLC ThreeSixty
 Pawan Luthra 1986 Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Peter Mccormack 1989 Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty
 Ryan Thomas Purves 2012 Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma Financial Planning - Kaplan Australia ~ RG146 Derivatives - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty
 Sebastian Pfab 2018 Diploma Financial Planning FNS50615 - Mentor Education Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Sheree Teneile King 0 Bachelor of Business - Charles Sturt University ~ Ethics and Professionalism in Financial Advice - Kaplan
 Tony Bingham 2007 Advanced Diploma Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNB50804 - MLC ThreeSixty ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ RG146 Margin Lending - MLC ThreeSixty
 Travis Edwards 2008 Advanced Diploma of Financial Planning FNS60404 - Kaplan Australia ~ Bachelor of Science - Murdoch University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 ICFS specialist Self Managed Superannuation Funds - University of Adelaide ~ SMSF Specialist Adviser (SSA) - SMSF Association
 Trevor Bransdon 2008 Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNS50804 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty