This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| James William Meehan | 2018 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of New England |
| Maurice James Horlick | 1987 | 2000 - Diploma Financial Services ( Financial Planning ) - - Deakin University |
| Nathan Christian Mccullum | 2000 | 1999 - Risk Management - - FPA ~ 2000 - Managed Investments - - FPA ~ 2000 - Superannuation and Retirement Planning - - FPA ~ 2002 - Foundation Diploma of Financial Planning - - FPA ~ 2005 - Self Managed Super Fund Course - - Australian Executor Trustees |
| Regan Isaac | 2009 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd ~ 2018 - Margin Lending - Other - Kaplan Professional ~ 2021 - AchFP (Associated Chartered Financial Practitioner) - Professional Designations - Kaplan Professional ~ 2022 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - TAFE Higher Education |
| Robert Porte | 2001 | 1997 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 1999 - Diploma of Financial Markets - - Securities Institute ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan |