Genus Wealth Australia Pty ltd

AFS License Number
522710
Name
Genus Wealth Australia Pty ltd
ABN/ACN/ARBN
97639163992
Licensee issued
Sept. 25, 2020
Address
Nelson Bay, 2315, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Lena Ngaio Peel 2017 2011 - Bachelor of Commerce - - University of Wollongong ~ 2016 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2016 - Self Managed Superannuation Fund accreditation - - Monarch Institute ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Roy Massey 2005 2007 - Bachelor of Business (Financial Planning Major) - - University of Technology Sydney ~ 2009 - Graduate Diploma of Applied Finance - - Kaplan Professional Education ~ 2012 - Certified Financial Planner - - Financial Planning Association