This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice only, for the following classes of financial products:
derivatives;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial risk products; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
derivatives; and
financial products limited to:
miscellaneous financial risk products; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
derivatives;
carbon units;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial risk products;
to wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|