This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes limited to:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes limited to:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ashley Kotkis | 2016 | 2015 - Diploma of Financial Planning - - Mentor Education Pty Ltd |
| Gavin Ian Kotkis | 1991 | 2008 - Diploma of Financial Planning - - FINSIA ~ 2011 - SMSF Certificate - - Kaplan ~ 2012 - Advanced Diploma of Financial Planning - - Kaplan |
| Robert John Miller | 1995 | 1994 - Graduate Diploma of Applied Finance and Investment - - Securities Institute ~ 2014 - Statement of Attainment for Self Managed Superannuation Funds - - Mentor Education |
| Warren Joel Kotkis | 2000 | 2012 - Advanced Diploma Financial Services (Financial Planning) - - International Institute of Technology (IIT) |