Garnaut Private Clients Pty ltd

AFS License Number
512507
Name
Garnaut Private Clients Pty ltd
ABN/ACN/ARBN
44627885778
Licensee issued
July 16, 2019
Address
Melbourne, 3004, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Anthony William Windress 2018 2002 - Bachelor of Commerce (Accounting) - - University of Western Sydney ~ 2004 - Master of Commerce (Financial Planning) - - University of Western Sydney ~ 2018 - Diploma of Financial Planning - - KAPLAN
 Christian Zimmer 2013 2009 - Bachelor of Business (Financial Risk Management/International Trade) - - Victoria University ~ 2012 - Graduate Diploma of Professional Accounting - - Victoria University
 Lauren Isles 2012 2019 - 7159AFE/7823GBS/7823AFE Principles of Business & Corp Law - Bridging Course - Regulation & Legal Obligations - Griffith University ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2020 - 7246AFE/7812GBS/7812AFE Behavioural Finance & Wealth Mgmt - Bridging Course - Behavioural Finance - Griffith University ~ 2020 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University
 Matthew David Starling 2018 2016 - Bachelor of Commerce - - Monash University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
 Michael Murphy 2007 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - National Finance Institute ~ 2013 - Diploma of Finance & Mortgage Broking Management - - Intellitrain