This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Leah Golder | 2017 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan pROFESSIONAL ~ 2017 - Bachelor of Accounting (Financial Planning) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2020 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Amanda Mellor | 2007 | 2008 - Diploma - Financial Planning - - ThreeSixty ~ 2017 - Advanced Diploma - Financial Planning - - Mentor Education ~ 2017 - Graduate Certificate of Financial Planning - - Kaplan |
| Andrew Gordon Mckimmie | 2014 | 2010 - Diploma of Financial Services (Financial Planning) FNS50804 - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning FNS60410 - - Kaplan Professional Education ~ 2017 - SMSF Specialist Adviser (SSA) - - SMSF Association |
| Ashlee Kate Kenyeres | 2016 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Belinda Louise Tink | 2005 | 2013 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan Higher Education Pty Ltd ~ 2016 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2016 - Master of Financial Planning - - Kaplan Higher Education Pty Ltd ~ 2021 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Ben William Carlos Cole | 2023 | 2012 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - James Cook University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Bradley Owen Gordon | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2011 - Margin Lending Accreditation Program - - Deacon Prime Corporate Education ~ 2012 - Diploma of Accounting - - Orion Training and Performance Management ~ 2012 - Diploma of Business - - Orion Training and Performance Management |
| Bret Christopher Ambrose | 1998 | 1994 - Bachelor of Business (Accounting) - - Queensland University of Technology ~ 1996 - Graduate Diploma In Applied Finance & Investment - - Securities Institute Education ~ 1998 - Certified Financial Planner - - Deakin University ~ 1998 - Diploma of Financial Planning - - Financial Planning Association of Australia |
| Bridget Mary Carroll | 2022 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Chloe Catherine Condon | 0 | 2018 - Bachelor of Accounting - Bachelor Degree (AQF 7) - Central Queensland University ~ 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Central Queensland University |
| Christopher John Bailey | 2018 | 2016 - Bachelor of Commerce - - Swinburne University of Technology ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Daniel James Maher | 2003 | 2004 - Certified Financial Planner - - FPA ~ 2004 - Diploma of Financial Planning - - FPA ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association |
| Daniel Richard Underwood | 2014 | 2012 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - - Kaplan Professional Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David Edward Kretschmer | 1999 | 1999 - Certified Financial Planner - - FPA ~ 1999 - Diploma of Financial Planning - - FPA ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Dominique Louise Schuh | 2010 | 2009 - Bachelor of Business Management - - The University of Queensland ~ 2011 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - - Kaplan Professional Education ~ 2013 - Chartered Life Practitioner - - Asia Pacific Financial Services Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Elizabeth Lee White | 2016 | 2006 - Bachelor of Commerce - - JCU ~ 2009 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - The Institute of Chartered Accountants in Australia ~ 2012 - CA SMSF Specialist Accreditation Course - - UNSW ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2024 - SMSF Specialist Member Accreditation Program - Professional Designations - SMSF Association |
| Gary Spencer | 1998 | 1992 - Bachelor of Commerce - - Murdoch University ~ 2001 - Graduate Diploma of Applied Finance and Investment - - Securities Institute ~ 2011 - Margin Lending - - Financial Essentials |
| Georgia Eade | 2024 | 2022 - Bachelor of Accounting (Financial Planning) - Bachelor Degree (AQF 7) - Central Queensland University |
| Glenn Michael Hawley | 2015 | 1992 - Associate Diploma of Business (Accounting) - - Department of Employment, Industrial Relations and Training ~ 1994 - Fellow of the Institute of Public Accountants - - Institute of Public Accountants ~ 2007 - Diploma of Business Management BSB50401 - - Institute of TAFE Tasmania ~ 2015 - Graduate Certificate in Financial Services - - University of New England ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of New England |
| Glenn Steven Hilber | 2008 | 2007 - Bachelor of Commerce Financial Planning - - Griffith University ~ 2013 - Certified Financial Planner - - FPA ~ 2013 - DPML Margin Lending - - Pinnacle Financial Services Academy |
| Halina Louise Roach | 2004 | 1997 - Bachelor of Business (Banking and Finance) - - Monash University ~ 2001 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2002 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Wauch | 2006 | 2004 - Bachelor of Business (Agricultural Commerce) - - University of Sydney ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2013 - Masters of Applied Finance (Financial Planning) - - Kaplan Professional Education ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jason Delisser | 2009 | 1991 - Bachelor of Commerce - - The University of Queensland ~ 1994 - Bachelor of Laws - - The University of Queensland ~ 1997 - Graduate Diploma in Applied Finance and Investment - - Securities Institute Education ~ 1999 - Master of Business Administration - - The University of Queensland ~ 2008 - Graduate Diploma of Financial Planning - - Finsia |
| Jason Robert Fowler | 1995 | 1992 - Bachelor of Business - - Queensland University of Technology ~ 2001 - Diploma of Financial Planning - - FPA ~ 2006 - Certified Financial Planner - - FPA ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2011 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association |
| John Matthew Duncan | 2004 | 1998 - Bachelor of Business (Banking and Finance) - - Queensland University of Technology ~ 1999 - Diploma of Financial Planning - - FPA ~ 2000 - Certified Financial Planner - - FPA ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Jon Belkner | 1996 | 2002 - Taxation Planning - - FPA ~ 2005 - Dip Fs (FP) - - Tribeca ~ 2006 - Adv Dip FS (FP) - - Tribeca ~ 2012 - Dip FS (FMMB) - - TAFE ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Karen Anne Mason | 2008 | 2007 - Diploma of Financial Services (Financial Planning) (FNS50804) - - Kaplan Education Pty Ltd ~ 2009 - Advanced Diploma of Financial Services FNS60404 - - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Kevin Redfearn | 2001 | 2004 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kiah Amelia Ivy Forster | 0 | 2022 - Bachelor of Business (Management & Financial Planning) - Bachelor Degree (AQF 7) - Central Queensland University |
| Martin Cossettini | 2015 | 1999 - Diploma in Financial Markets - - Securities Institute ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew James Stevens | 2000 | 1998 - Bachelor of Commerce - - James Cook University ~ 2002 - Diploma of Financial Planning - - FPA ~ 2003 - Certified Financial Planner - - FPA ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Michael John Sheekey | 1995 | 1993 - Bachelor of Business - - University of Technology Sydney ~ 1997 - Certified Financial Planner - - FPA ~ 1997 - Diploma of Financial Planning - - FPA ~ 2001 - Master of Applied Finance - - Macquarie University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicholas John Barrett | 2015 | 1998 - Bachelor of Business - - Australian Catholic University ~ 2014 - Diploma of Financial Planning FNS50611 - - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning FNS60410 - - Kaplan Professional Education ~ 2017 - TASACLv1 Commercial Law - - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicholas Ross Cunningham | 2016 | 2013 - Diploma of Financial Planning - - Kaplan ~ 2015 - Bachelor of Business (Management) - - Central Queensland University |
| Nicole Helen Gardner | 2022 | 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Certified Financial Planner - Other - FAAA ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Noel Douglas Lang | 2009 | 2008 - Master of Business Administration - Masters Degree (AQF 9) - University of Southern Queensland (USQ) ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paul Andrew Fowler | 2002 | 2006 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) FNS50804 - - Tribeca ~ 2010 - Life Risk Specialist - - FPA ~ 2011 - Certified Financial Planner - - FPA ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional |
| Paul Jeffrey Briant | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - MLC ~ 2014 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paul Robert Boothman | 1996 | 1996 - Bachelor of Commerce - - Griffith University ~ 1999 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2001 - Certified Financial Planner - - FPA ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism - Bridging Course - Ethics - University of South Australia |
| Paul Steven Horn | 1995 | 1996 - Bachelor of Commerce - - James Cook University of North Queensland ~ 2001 - Diploma of Financial Planning - - FPA ~ 2006 - Certified Financial Planner - - FPA ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association |
| Peter Blematl | 1992 | 2003 - Diploma of Financial Planning - - FPA ~ 2010 - Certified Financial Planner - - FPA ~ 2013 - AEPS Accredited Estate Planning Strategist - - FPA ~ 2014 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Peter John Mancell | 1981 | 1997 - Diploma in Life Insurance - - Australian Lifewriters Association ~ 1999 - Bachelor of Science - - The University of Sydney ~ 2000 - Certified Financial Planner - - FPA ~ 2000 - Diploma of Financial Planning - - FPA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Sally Larsen | 0 | 2023 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Scott Duncan Keefer | 2011 | 1994 - Bachelor of Commerce - - The University of Queensland ~ 2006 - Graduate Certificate in Financial Planning - - University of the Sunshine Coast ~ 2008 - Master of Financial Planning - - University of the Sunshine Coast ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional |
| Scott Mark Westerweller | 2024 | 2023 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Simon Andrew Shepherd | 2009 | 1996 - Bachelor of Business (Finance & Accounting) - - University of Technology ~ 2009 - Diploma in Financial Planning - - Kaplan Professional |
| Simon Benson | 2000 | 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) |
| Simone Murray | 2011 | 1994 - Bachelor of Business (Accounting) - - University of Ballart ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2012 - ASX Listed Products Accreditation Course - - LPAC Online |
| Teisha Butt | 2018 | 2017 - RG146 - - Charles Sturt University ~ 2020 - Bachelor of Business (Finance / Financial Planning) - Bachelor Degree (AQF 7) - Charles Sturt University |
| Thabojan Rasiah | 2006 | 2003 - Bachelor of Commerce (Honours) - - Monash University ~ 2003 - Bachelor of Science - - Monash University ~ 2006 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2006 - Graduate Diploma of Financial Planning - - FINSIA ~ 2010 - DPML Margin Lending - Other - Pinnacle Financial Services Academy |
| Timothy Graham Sykes | 2009 | 2008 - Diploma of Financial Services (Financial Planning) FNS50804 - - Kaplan Education Pty Limited ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Tristan Barry Dallas | 2009 | 2006 - Bachelor of Commerce - - University of Tasmania ~ 2008 - Diploma of Financial Services (Financial Planning) FNS50804 - - Kaplan Education Pty Limited ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - - Kaplan Education Pty Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Tudor Cosma | 2007 | 2004 - Certificate III in Business (Legal Administration) - - Bedford Business College ~ 2004 - Diploma of Business - - Bedford Business College ~ 2007 - Diploma of Financial Planning - - Mentor Education ~ 2013 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2016 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| Wade Ritchie | 2002 | 2003 - Diploma of Financial Planning - - Deakin University ~ 2006 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2006 - Master of Personal Financial Planning - - University of Southern Queensland ~ 2010 - Life Risk Specialist - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending Course - - Pinnacle Financial Services Academy |