This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Babak Hajighadirzadeh | 2017 | Master of Commerce (International Business) - University of New South Wales |
| Philip Taylor | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Fellow, Chartered Financial Practitioner (FChFP) - Association of Financial Advisers ~ Fellow, Chartered Financial Practitioner (FChFP) - Association of Financial Advisers ~ Masters in Business Administration - Kaplan Business School ~ Masters in Business Administration - Kaplan Business School ~ Statement of Attainment - Margin Lending - Monarch Institute ~ Statement of Attainment - Margin Lending - Monarch Institute |
| Ryan Van Vliet | 2018 | Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Australis College ~ SMSF Module - Monarch Institute |
| Sean Mcneill | 2012 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Science with Second Class Honours (Upper Division) in Mathematics with Economics - University of Southampton ~ Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ FChFP - Association of Financial Advisers ~ Self Managed Superannuation Funds - Monarch Institute |
| Viral Thakkar | 2015 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Information Systems) - Central Queensland University ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |