This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew James Meakin | 2000 | 1988 - Bachelor of Arts (Economics/Industrial Relations) - - University of Wollongong ~ 2000 - Master of Management - - Macquarie Graduate School of Management ~ 2008 - Advanced Diploma of Financial Planning - - Integratec/Tribecca/Kaplan ~ 2008 - Diploma of Financial Planning - - Integratec/Tribecca/Kaplan ~ 2010 - Master of Business Administration - - Macquarie Graduate School of Management |
| Brian Stephen Keegan | 2015 | 2014 - Managed Investments - - Pinnacle ~ 2014 - RG146 - - Pinnacle ~ 2014 - Risk Management - - Pinnacle ~ 2015 - Superannuation & Retirement - - Pinnacle |