This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Sekou Seasay | 2000 | 2000 - Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2002 - Certified Financial Planner Program - - Financial Planning Association ~ 2006 - SMSF Specialist Accreditation - - Financial Essentials ~ 2010 - Graduate Diploma in Advanced Tax Law (includes SMSF Law and Taxation) - - UNSW ~ 2017 - Masters of Financial Analysis (Accounting) - - UNSW |
| Stephen Mandigora | 1998 | 1995 - Master of Economics - - University of New England ~ 2000 - Graduate Diploma in Applied Finance & Investment - - Securities Institute of Australia ~ 2005 - Certified Financial Planner Program - - Financial Planning Association ~ 2009 - Certified Investment Management Analyst Program - - Univeristy of Technology Sydney ~ 2009 - SMSF Adviser Education Program - - Securitor |