This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jessica Cohen | 2018 | 2008 - Bachelor of Commerce - - La Trobe University ~ 2010 - Bachelor of Finance - - La Trobe University ~ 2015 - Grad Dip Chartered Accountant - Graduate Diploma (AQF 8) - ICAA ~ 2018 - RG146 Superannuation & SMSF - - Monarch Institute ~ 2021 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Robert Paganin | 2007 | 2001 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - RMIT ~ 2002 - CPA Public Practice Program - - CPA ~ 2011 - Masters of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2016 - RG 146 - SMSF - - Financial Education Professional ~ 2020 - Ethics - Bridging Course - Ethics - Kaplan |