This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jessica Cohen | 2018 | Bachelor of Commerce - La Trobe University ~ Bachelor of Finance - La Trobe University ~ Financial Planning - Kaplan ~ Grad Dip Chartered Accountant - ICAA ~ RG146 Superannuation & SMSF - Monarch Institute |
| Robert Paganin | 2007 | Bachelor of Business (Accountancy) - RMIT ~ CPA Public Practice Program - CPA ~ Ethics - Kaplan ~ Masters of Applied Finance - Kaplan ~ RG 146 - SMSF - Financial Education Professional |