This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Crystal Mcgilvray | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Julie Ann Sherwood | 2005 | Diploma of Financial Planning - Deakin University ~ Diploma of Financial Services (Financial Planning) FNS50804 - Pinnacle Financial Services Academy |
| Lara Joanne Gill | 2015 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Planning - Kaplan ~ Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ SMSF Specialist Advisors - SMSF Association |
| Rodney Wark | 2001 | Bachelor of Financial Administration - University of New England ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Financial Planner (CFP®) - Financial Planning Association of Australia (FPA) ~ Certified Practising Accountant - CPA Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| William Ben Lockwood | 2007 | Advanced Diploma in Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business (Finance) - Jacksonville University Florida ~ Masters of Professional Accounting - University of Southern Queensland |