This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anne-marie Sammut | 2010 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Planning - Mentor |
| Cameron James Forbes | 2008 | Bachelor Degree - Commerce - Deakin Universtiy ~ Certified Financial Planner - Financial Planning Association |
| Craig Norman Saville | 2000 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma - Company Directors Course - Australian Institute of Company Directors ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma - Banking Management - Macquarie Graduate School of Management |
| James Lachlan Kennedy | 2012 | Bachelor Degree - Commerce - Deakin University |
| Matt Gordon | 0 | Bachelor of commerce - Deakin ~ Ethics & Professionalism - Kaplan |
| Michael David Fava | 1998 | Bachelor of Business (Acct) - RMIT ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning - Deakin |
| Ricky Dean Hernandez | 2018 | Bachelor of Commerce - Deakin University |