This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anne-marie Sammut | 2010 | 2008 - Diploma of Financial Planning - - Mentor ~ 2018 - Advanced Diploma of Financial Planning - - Mentor |
| Cameron James Forbes | 2008 | 2003 - Bachelor Degree - Commerce - - Deakin Universtiy ~ 2017 - Certified Financial Planner - - Financial Planning Association |
| Craig Norman Saville | 2000 | 1999 - Graduate Diploma - Banking Management - - Macquarie Graduate School of Management ~ 2004 - Advanced Diploma of Financial Planning - - Kaplan ~ 2004 - Diploma of Financial Planning - - Kaplan ~ 2008 - Diploma - Company Directors Course - - Australian Institute of Company Directors |
| Matt Gordon | 2024 | 2019 - Bachelor of commerce - Bachelor Degree (AQF 7) - Deakin ~ 2022 - Ethics & Professionalism - Bridging Course - Ethics - Kaplan |
| Michael David Fava | 1998 | 1999 - Bachelor of Business (Acct) - Bachelor Degree (AQF 7) - RMIT ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Ricky Dean Hernandez | 2018 | 2015 - Bachelor of Commerce - - Deakin University |