This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail clients;
life products limited to investment life insurance products to retail clients;
life products limited to life risk insurance products to retail clients;
managed investment schemes including IDPS to retail clients;
non-basic deposit products to retail clients;
non-cash payment products to retail clients;
retirement savings accounts to retail clients;
securities to retail clients; and
superannuation to retail clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail clients;
life products limited to investment life insurance products to retail clients;
life products limited to life risk insurance products to retail clients;
managed investment schemes including IDPS to retail clients;
non-basic deposit products to retail clients;
non-cash payment products to retail clients;
retirement savings accounts to retail clients;
securities to retail clients; and
superannuation to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ashley David Madigan | 1997 | 2004 - Diploma of Financial Services (Financial Planning) - - Integratec ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Certified Financial Planner - - Financial Planning Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Nicola Margaret Freeman | 2013 | 2012 - Diploma of Financial Planning - - Kaplan Higher Education Pty Limited ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |