This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Reed | 2003 | 1997 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 2000 - CPA - Professional Designations - CPA Australia ~ 2002 - Count Introductory Training Course - - Count Financial ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2011 - SMSF Specialist Advisor - Professional Designations - SMSF Super Fund Association |
| Kerry Lee O'malley | 2006 | 1993 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Monash University ~ 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - IIT International Institute of Technology |
| Sarah Power | 2003 | 1999 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT University ~ 2003 - CPA - Professional Designations - CPA Australia ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |