This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Berenice Roberts | 2001 | CFP - Financial Planning Association ~ Diploma of Financial Planning - Deakin University |
| Brett Kenneth Aitken | 2007 | Diploma of Financial Services (Financial Planning) - Kaplan ~ Taxation Planning - Kaplan |
| Caitlin Hall | 2016 | Diploma of Financial Planning - Kaplan Education Pty Ltd |
| Cassandra Lee Pearson | 2016 | Bachelor of Commerce - University of Canberra |
| Charmaine Hall | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - ThreeSixty (MLC Education) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Christopher Jones | 1999 | Bachelor of Economics (Social Sciences) Honours - University of Sydney ~ CFP - FPA ~ Diploma of Financial Planning - Deakin University ~ Master of Commerce (Financial Planning) - University of Western Sydney |
| Craig Phillips | 1991 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Economics - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| David Luke | 2004 | Bachelor of Commerce - University of Canberra ~ Diploma of Financial Services - Kaplan ~ Financial Planning - Kaplan |
| Garth Collingwood | 2004 | Bachelor of Behavioural Science - Griffith University ~ Bachelor of Commerce - Griffith University |
| Gianna Oliva Thomson | 2004 | Advanced Diploma of Financial Services (Superannuation) - Association of Superannuation Funds of Australia ~ Bachelor of Finance - University of Canberra ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Association of Superannuation Funds of Australia ~ SuperConcepts & ICFS Specialist SMSF course - University of Adelaide |
| Jenny Bai | 2007 | Bachelor of Mathematics and Finance - University of Technology, Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Graduate Diploma of Financial Planning - Securities Institute |
| Luke Volker | 2012 | Advanced Diploma of Financial Planning - Monarch Uni ~ Bachelor of Commerce / Bachelor of Economice - Uni of New England ~ Diploma of Financial Planning + SMSF - Monarch Uni ~ Masters of Applied Finance - Macquarie Uni ~ RG146 Compliance Certified - Macquarie Uni |
| Matthew John Bindah | 2018 | Bachelor of Commerce (Accountancy and Finance) - University of Wollongong |
| Michael Mckean | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Mohammad Hussein | 2008 | Bachelor of Business (Applied Finance) - University of Western Sydney ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Super Concepts & ICFS Specialist SMSF Online Course - The University of Adelaide |
| Patrick Crehan | 2001 | Bachelor of Arts - Macquarie University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Rebecca Guy | 2010 | Bachelor of Business (Financial Planning) - RMIT ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Mananged Superannuation Funds - Kaplan Professional |
| Richard John Mair | 2013 | Advanced Diploma Financial Planning FNS60410 - Kaplan Professional ~ Diploma Financial Planning FNS50610 - Kaplan Professional |
| Robert James Baker | 2005 | Taxation Fundamentals - Kaplan ~ Teir 1 - Generic Knowledge - Kaplan ~ Tier 1 - Life Insurance - Personal Advice - Kaplan ~ Tier 1 - managed Investments - Personal Advice - Kaplan ~ Tier 1 Financial planning - Personal Advice - Kaplan |
| Sebastian Vranken | 2006 | Bachelor of Commerce - University of Western Sydney - UWS Nepean ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Financial Planning - Securities Institute of Australia |
| Tom Nguyen | 2002 | Bachelor of Biomedical Science - University of Technology Sydney ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Diploma of Financial Planning - FPA/Deakin University |
| William Douglas Hardie | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of South Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self-Managed Superannuation Funds - Kaplan Professional |