This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander John Uszynski | 2013 | 2012 - Bachelor of Applied Finance - - University of South Australia ~ 2020 - Financial Adviser Exam - Other - FASEA |
| Keiran Thomas Mcphee | 2015 | 2002 - Bachelor of Economics - - University of Adelaide ~ 2008 - Graduate Diploma of Applied Finance and Investment - - FINSIA ~ 2008 - Graduate Diploma of Financial Planning - - FINSIA ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Robert Glenn Steventon | 2001 | 1998 - Certified Financial Planner - - Financial Planning Association of Australia ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Vanita Gaye Barry | 2014 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education |