This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brigadier Ncube | 2018 | 2015 - Diploma of Financial Planning - - Monarch Institute ~ 2016 - Self Managed Super Fund - - Mentor Education ~ 2017 - Diploma Of Accounting - - Australis College ~ 2018 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2018 - Bachelor of Business - - Central Qld University ~ 2023 - Fasea Certificate - Other - ASIC ~ 2024 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - Bachelor of Laws - Bachelor Degree (AQF 7) - USQ ~ 2025 - Graduate Diploma in Legal Practice - Graduate Diploma (AQF 8) - College of Law |