Finex Wealth Pty ltd

AFS License Number
536960
Name
Finex Wealth Pty ltd
ABN/ACN/ARBN
28653843264
Licensee issued
July 26, 2022
Address
Oakleigh East, 3166, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Cornel Anthony Fernandez 1999 1985 - Bachelor of Commerce - - Other ~ 1993 - Diploma of Business - - Loyola Institute of Business Administration ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) ~ 2010 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT)
 Deepak Raghvani 2012 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) ~ 2018 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - International Institute of Technology Pty Ltd (IIT) ~ 2018 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT)
 Hishan Ahamed Naufal 2013 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - MAA728 Financial Behaviour and Decision Making - Bridging Course - Behavioural Finance - Deakin University ~ 2021 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University
 Kym Smart 2017 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Holmesglen Institute
 Marlon DE Kauwe 2013 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2013 - Diploma of Life Insurance - Diploma (AQF 5) - Integrity Education Group ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Patrick Curlis 2015 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional