This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Gina Francis Benney | 2018 | 2010 - Bachelor of Commerce (Marketing Management) - - University of South Africa ~ 2017 - Diploma of Financial Planning - - Mentor Education ~ 2017 - Postgraduate Diploma in Financial Planning - Graduate Certificate (AQF 8) - University of the Free State ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |
| Matthew Thomas Farley | 2004 | 2005 - Diploma of Financial Service (Financial Planning) - - Tribeca ~ 2012 - Advanced Diploma of Financial Services - - Kaplan Professional ~ 2015 - Certificate 4 Finance & Mortgage Broking - - Kaplan ~ 2017 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Master of Financial Planning - - Kaplan Professional |
| Ryan Victor Smithyman | 2007 | 2004 - Bachelor of Business Science in the special field of Finance - Bachelor Degree (AQF 7) - University of Cape Town ~ 2008 - Postgraduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of the Free State |