This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Eddy See | 2006 | Bachelor of Business (Financial Planning) - RMIT ~ CFP - Financial Planning Association of Australia |
| John Kostopoulos | 2016 | CFP - Financial Planning Association of Australia ~ Graduate Diploma of Applied Finance - Kaplan Professional ~ Masters of Applied Finance (Financial Planning) - Kaplan ~ Masters of Applied Finance (Financial Planning) - Kaplan Professional |
| Kieran Menzie | 2021 | Bachelor of Business (FP &HRM) - La Trobe University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Master of Financial Planning - Deakin University |
| Tyrone Cockle | 2005 | Accredited Aged Care Professional - Aged Care Steps ~ CFP - FPA ~ Margin Lending and Geared Investments - KAPLAN ~ Self managed Super Funds - SMSF Association |
| Wilson Ter | 2014 | Bachelor Degree - Commerce - MONASH UNIVERSITY ~ Certified Financial Planner - Financial Planning Association ~ Graduate Certificate - Applied Finance - KAPLAN HIGHER EDUCATION ~ Graduate Diploma - Financial Planning - KAPLAN HIGHER EDUCATION |