This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Mchugh | 2008 | Bachelor of Commerce - University of southern Queensland ~ Bachelor of Education - Queensland university of Technology ~ Diploma of Financial Advising - Securities Institute ~ Diploma of Financial services (Financial Planning) - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Brett Irvine | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Certificate in Commerce - University of Southern Queensland |
| Dusty Rychart | 2018 | Financial Planning Fundamentals - Kaplan ~ Insurance and Risk Protection - Kaplan ~ Master of Business Administration - University of Phoenix ~ Securities & Managed Investments - Kaplan ~ Superannuation & Retirement Planning - Kaplan |
| Natalie Mchugh | 0 | AYB219 Taxation Law - Queensland University of Technology ~ BSB111 Business Law and Ethics - Queensland University of Technology ~ Bachelor of Business (Financial Planning) - Queensland University of Technology |
| Terry Roger Cave | 1998 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Financial Planning 1-8 - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |