This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Mchugh | 2008 | 1999 - Bachelor of Education - - Queensland university of Technology ~ 2002 - Diploma of Financial Advising - - Securities Institute ~ 2009 - Diploma of Financial services (Financial Planning) - - Kaplan ~ 2010 - Bachelor of Commerce - - University of southern Queensland ~ 2011 - Self Managed Superannuation Funds - - Kaplan |
| Brett Irvine | 2008 | 2007 - Graduate Certificate in Commerce - - University of Southern Queensland ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Natalie Mchugh | 2024 | 2022 - AYB219 Taxation Law - Other - Queensland University of Technology ~ 2022 - BSB111 Business Law and Ethics - Other - Queensland University of Technology ~ 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Queensland University of Technology |
| Terry Roger Cave | 1998 | 2002 - Diploma of Financial Planning 1-8 - - Deakin University ~ 2005 - Self Managed Superannuation Funds - - Kaplan ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |