This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amelia Jane Blenkhorn | 2010 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Benjamin William Mitchell | 2009 | 2009 - ASX Listed Products Accreditation Course - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Financial Adviser Exam - - FASEA ~ 2019 - Master of Financial Planning - - Kaplan Professional Education |
| Blake Conde | 2014 | 2008 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - CFP - - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Cherry Lai | 2018 | 2014 - Diploma of Financial Planning - - Kaplan ~ 2017 - Master of Financial Planning - - Western Sydney University ~ 2020 - Ethics - Bridging Course - Ethics - Kaplan |
| Damien Paul Cooper | 2000 | 1997 - Bachelor of Business - - Southern Cross University ~ 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Edward Revis | 2007 | 1994 - Bachelor of Arts (French, Spanish and Business Studies) - - University of Wales (UK) ~ 2006 - Diploma of Financial Planning - - Tribeca Learning ~ 2010 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Janet Yeung | 2008 | 2007 - Advanced Diploma of Financial Servies (Financial Planning) - - Tribeca ~ 2010 - Estate Planning - - University of Technology Sydney ~ 2010 - Master of Commerce (Financial Planning) - - University of Western Sydney ~ 2013 - Fellow, Chartered Financial Practitioner (FChFP) - - AFA ~ 2019 - Ethics - Bridging Course - Ethics - Kaplan |
| Matthew Charles Collins | 1998 | 2002 - Diploma of Financial Planning - - Tribeca ~ 2004 - Self Managed Super Funds - - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Timothy Patrick Brosnan | 2007 | 1998 - Bachelor of Business - - The University of Newcastle ~ 2009 - Advanced Diploma of Financial Planning - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Self Managed Super Funds - - Kaplan ~ 2019 - Ethics - Bridging Course - Ethics - Kaplan |