This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christoph Schnelle | 2006 | Accredited Aged Care Professional - Aged Care Steps ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ LRS Life Risk Specialist - Financial Planning Association of Australia ~ Master of Biostatistics - The University of Queensland ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
| Deryk Morris Mcleod | 2023 | Graduate Diploma in Financial Planning - Kaplan Professional |
| Marian Louise Rudeforth | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma Of Management - NovaSkill ~ FNS50615 Diploma of Financial Planning - Think Academy of Business and Technology ~ Graduate Diploma of Financial Planning - Kaplan |