This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Chick | 2005 | 2001 - Bachelor of Commerce, Accounting & Taxation - - Curtin University ~ 2005 - The Strategist Group's SMSF Adviser Course - - Tribeca ~ 2008 - Graduate Diploma of Chartered Accounting - - The Institute of Chartered Accountants in Australia ~ 2012 - Responsible Manager Master Class - - Gold Seal Practice Management ~ 2013 - CA SMSF Specialist - Other - The Institute of Chartered Accountants in Australia |
| Gavin Brandis | 2011 | 2006 - CPA 110 Program - - CPA Australia Ltd ~ 2012 - Responsible Manager Master Class - - Gold Seal Practice Management |