This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Rossouw | 1994 | Advanced Diploma of Financial Services (Fin Planning) - Kaplan Professional ~ Certificate in Self-Managed Superannuation Funds - Kaplan Professional ~ Certified Financial Planner program - Deakin University / FPA ~ Postgraduate Diploma of Financial Planning - University of the Free State (South Africa) |
| Dietmar Birkmann | 1993 | ASX Accredited Listed Products Adviser - LPAC Online ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - Financial Essentials |
| Joel Simon Evans | 2001 | ASX Accredited Listed Products Adviser program - Kaplan Professional ~ BCom (Accounting & Finance) - University of Newcastle ~ Certificate IV in Finance & Mortgage Broking - Kaplan Professional ~ Certificate in Self-managed Superannuation - Kaplan Professional ~ Certified Financial Planner program - Financial Planning Association |
| Rebecca Jane Winnell | 2006 | Bachelor Degree - Accountancy - University of South Australia ~ Diploma - Financial Planning - Response ~ Post Graduate - Certified Practicing Accountant (CPA) - Australian Society of CPAs ~ Post Graduate - SMSF Advisor (Specialist) - SPAA |