Evans And Partners Pty. Ltd.

AFS License Number
318075
Name
Evans And Partners Pty. Ltd.
ABN/ACN/ARBN
85125338785
Licensee issued
Nov. 1, 2007
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
own managed investment scheme only;
MDA services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Aleksander Urbas 2017 Bachelor of Economics - Australian National University ~ Bachelor of Finance - Australian National University ~ Diploma of Financial Planning - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan
 Alexander Baroukh 2014 Bachelor of Commerce - University of New South Wales ~ Bachelor of Economics - University of New South Wales ~ Core 1 Securities & Managed Investments accreditation program - Stockbrokers Association of Australia ~ Graduate Diploma of Financial Planning - Kaplan
 Alexander Edward Hayward 2011 Bachelor of Finance - ANU ~ Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime ~ Financial Planning - KAPLAN ~ Masters of Applied Finance - ANU
 Alexander LE Maistre 0 Bachelor's degree Commerce: Finance and Marketing Science - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ RG146 - SIAA
 Alice Browne 2015 Bachelor of Commerce - The University of Sydney ~ Core 1: Securities & Managed Investments Accreditation - Stockbrokers Associate on Australia ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Graduate Diploma of Financial Planning - KAPLAN
 Alison Christine Rodriquez 2016 Accredited Derivatives Adviser - Level 1 - Deakin Prime ~ Bachelor of Business (marketing) - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ FX Accreditation - Stockbrokers Association ~ Graduate Diploma of Applied Finance and Investment - Kaplan
 Amiee Louise Keys 2010 Bachelor of Commerce - University of Canberra ~ Bachelor of Economics - University of Canberra ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan
 Andersen Lee 2018 Bachelor of Commerce - University of New South Wales ~ Bachelor of Economics - University of New South Wales ~ Core 1 - Securities & Managed Investments Accreditation - Stockbrokers and Financial Advisers Association
 Andrew Dixon 2018 Bachelor of Business Banking & Finance - Monash University ~ RG 146 Securities & Managed Investments - SAA
 Andrew John Moir 1992 ADA 2 - Kaplan ~ Bachelor of Arts (Political Science, Economics) - University of Tasmania ~ RG146 - Deakin Prime
 Angela Tran 2018 Bachelor of Arts - Monash University ~ Bachelor of Commerce - Monash University ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan
 Anthony Chiefari 2014 Bachelor of Commerce - The University of Sydney ~ Commercial Law - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Masters of Applied Finance - KAPLAN ~ Tax for Financial Advising - Kaplan Professional
 Ashley Brent Woodhead 2010 Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner - FPA
 Brian Kim 2011 Bachelor of Commerce - University of New South Wales ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Graduate Diploma of Financial Planning - Kaplan
 Bryce Johansen 2023 Bachelor of Business, Finance - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ RG146 Accreditation: Securities and Managed Investments - SIAA
 Cameron Hans Malingbrough 1987 ADA 2 - Deakin Prime ~ Bachelor of Commerce - University of Melbourne ~ Graduate Diploma in Applied Finance and Investment - The Securities Institute of Australia ~ Graduate Diploma in Applied Finance and Investments - The Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan ~ RG 146 - Deakin Prime
 Cameron Hugh Philpot 2023 Business Administration with concentration on finance/economics - University of South Carolina ~ Graduate Diploma of Financial Planning - Graduate Diploma of Financial Planning
 Charles Lill 2023 Bachelor of Arts - Monash University ~ Bachelor of Business - Monash University ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ RG146: Securities & Managed Investments - Western Sydney University
 Christian Edward Beddoe 2023 Bachelor of Economics - Sydney University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Craig Daniel Frankpitt 1998 ADA 2 - Deakin Prime ~ Bachelor of Commerce - University of Melbourne ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Masters of Commerce (Finance) - University of Melbourne ~ Post Graduate Diploma of Finance - University of Melbourne
 Damien John Kerr 2004 Bachelor of Business (Accounting) - LaTrobe University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 - Financial Planning Association
 Damien Luke Kennedy 2010 Bachelor of Business (Accounting/Business Management) - Charles Sturt University ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan
 Daniel James Thompson 2016 Bachelor of Commerce - Australian National University ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia ~ Diploma of Financial Planning - Kaplan Professional
 Daniel Marc Parasol 2009 Bachelor of Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ RG146 - Deakin University
 Daniel Patrick Griffin 2016 Bachelor of Commerce - University of Canberra ~ Core 1 Securities & Managed Investments Accreditation - Deakin Prime ~ Diploma of Financial Planning - KAPLAN
 Daniel Rohan Gumley 2013 Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan
 Darcy Kiernan 2018 Bachelor of Commerce - University of Melbourne ~ Core 1 - Securities & Managed Investments Accreditation (ASIC RG146) - Stockbrokers and Financial Advisers Association ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Finance - University of Melbourne
 David Craig Stevenson 2000 ADA 1 - Deakin Prime ~ Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ RG146 - Deakin Prime
 David Mark Summers 1989 ADA 2 - Kaplan ~ Diploma Course of The Securities Institute of Australia - Securities Institute ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Foreign Exchange - Deakin Prime ~ RG146 - Deakin Prime
 David Wansbrough 1995 ADA 2 - Deakin Prime ~ Bachelor of Business - Curtin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ RG146 - Deakin Prime
 David William Hay 2001 ADA 1 - Deakin Prime ~ Diploma of Business (Banking and Finance) - RMIT ~ RG146 - Deakin University ~ Superannuation - RMIT
 George David Joseph Goodchild 2017 Bachelor of Mathematics (Hons) - University of Portsmouth ~ Core 1 Securities and Managed Investments Accreditation - Stockbrokers Association of Australia ~ Diploma of Financial Planning - Kaplan Professional
 Glen Pearce 2018 Bachelor of Commerce (Finance) - Swinburne University of Technology ~ Core 1 - Securities & Managed Investments Accreditation (ASIC RG146) - Stockbrokers and Financial Advisers Association ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - KAPLAN
 Hannah Louise Doherty-mcmillan 2016 Commerce - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Financial Planning - Kaplan
 Hayden Wong 2024 Bachelor of Commerce - University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Hibah Jamal 2023 Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Ishara Udarani Rupasinghe 2009 Bachelor of Commerce - Australian National University ~ Bachelor of Engineering (with honours) - Australian National University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma of Applied Finance - Kaplan
 Jake Edwards 2023 Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma of Financial Planning - Kaplan
 Jake Raymond Wynan 2018 Bachelor of Science in Business Administration (Finance) - University of Louisiana at Lafayette ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending - Kaplan ~ RG 146 - Stockbrokers Association of Australia
 James Alexander Kendall Fletcher 2014 Bachelor of Commerce - Monash University ~ Economic and Legal Context in Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SECURITIES & MANAGED INVESTMENTS ACCREDITATION PROGRAM - DEAKIN PRIME
 James Anthony David Morrow 2011 Bachelor of Finance - Australian National University ~ Commercial Law - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Tax for Financial Advising - Kaplan Professional
 James Israel 2017 Bachelor of Commerce - UNSW ~ Bachelor of Commerce - University of New South Wales ~ Core 1 Securities & Managed Investments - Stockbrokers Association ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan
 James Lindberg 2014 Bachelor of Business (Banking and Finance) - Victoria University ~ Graduate Diploma of Financial Planning - Kaplan
 James Paterson Bailey 2007 Applied Finance - Kaplan ~ Commerce in Accounting - University of Canberra ~ Financial Planning - Kaplan ~ SDIA Securities and Derivatives Industry Association - Stockbrokers Association of Australia ~ SDIA - Securities and Derivatives Industry Association - Stockbrokers Association of Australia ~ SDIA – Securities and Derivatives Industry Association - Stockbrokers Association of Australia
 James Ronald Evans 2018 Bachelor of Commerce - Deakin University ~ Client Engagement Skills - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Rg 146 core: Securities and investments - SAFAA
 Jarrad Collins 2007 Bachelor of Finance - Australian National University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - FINSIA ~ Master of Applied Finance - Kaplan Professional Education
 Jeremy Law 2018 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Advanced Diploma of Financial Services - Kaplan ~ B.Econ.Soc.Sci. - Sydney Uni ~ Bachelor of Economics and Social Sciences - University of Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan
 Jeremy Max Sojka 2014 Accredited Derivatives Adviser Level 2 - SAFAA ~ Bachelor of Business - Accounting - Monash University ~ Bachelor of Business - Banking and Finance - Monash University ~ Bachelor of Commerce and Finance - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan
 Jessica Lucy Byrne 2017 Business Management - RMIT ~ Chartered Alternative Investment Analyst (Level 1) - CAIA ~ Masters of Applied Finance - Kaplan ~ RG146 - Foreign Exchange - Financial Education Professionals
 Jessica-lea Surlan 2016 Bachelor of Commerce - University of Sydney ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 - Securities and Managed Investments Accreditation Program - Stockbrokers Association of Australia
 John Hogan 2015 Bachelor of Commerce - University of Newcastle ~ Bachelor of Economics - University of Newcastle ~ Ethics and Professionalism in Financial Advice - Kaplan
 Jonathon Mceniry 2023 Bachelor of Commerce - Deakin University ~ Bachelor of Science - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan ~ Securities & Managed Investments - SIAA
 Joshua Barker 2023 Accredited Derivatives Adviser Level 1 (ADA1) Accreditation Program - Stockbrokers And Investment Advisers Association ~ Accredited Derivatives Adviser Level 2 (ADA2) Accreditation Program - Stockbrokers And Investment Advisers Association ~ Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ SAFAA Core 1: SMI - Core 1: Securities and Managed Investments - Stockbrokers And Financial Advisers Association
 Kane David Miller 2016 Bachelor of Commerce - Monash University ~ Chartered Accounting - Institute of Chartered Accountants ~ Client Engagement Skills - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Tier 1 Compliance Solution - Superannuation - Kaplan
 Kate Elizabeth Soumilas 2017 Bachelor of Commerce - Deakin University ~ Bachelor of Law - Deakin University ~ Core 1 Securities and Managed Investment Accreditation Program - Stockbrokers Association of Australia ~ Diploma of Financial Planning - Kaplan
 Kathleen Dillane 2022 Bachelor of Arts - Monash University ~ Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Financial Planning - Kaplan ~ RG 146 - Kaplan
 Katie May Loveday 2015 Chartered Accountancy - Institute of Chartered Accountants ~ Client Engagement Skills - KAPLAN ~ Commerce - University of Sydney ~ Ethics & Professionalism in Financial Advice - KAPLAN ~ Tier 1 Compliance Solution - Superannuation - Kaplan
 Katrina Louise Tull 1987 ADA 2 - Deakin Prime ~ Bachelor of Economics - Newcastle University ~ Diploma of Applied Finance - SDIA ~ RG146 - Deakin Prime
 Kimberley Harrison 2023 Bachelor of Arts/Bachelor of Business - University of New England ~ Graduate Diploma of Financial Planning - Swinburne University of Technology ~ Master of Financial Planning - Swinburne University of Technology ~ Master of Financial Technologies - Swinburne University of Technology
 Lucy Eleanor Meagher 2016 Accredited Derivatives Adviser Level 1 - SAFAA ~ Bachelor of International and Global Studies - University of Sydney ~ Client Engagement Skills - Kaplan ~ Ethics in Professionalism and Financial Advice - Kaplan ~ Foreign Exchange Accreditation Program - SAFAA
 Lucy Pentelow 2024 Bachelor of Applied Finance - Macquarie University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Luke Fussell 2018 Core 1 - Securities & Managed Investments Accreditation - Stockbrokers and Financial Advisers Association ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan
 Marc Ramon Huinink 1998 Bachelor of Economics - Monash University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Accountant (CA) - Institute of Chartered Accountants ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance and Investment - Securities Institute
 Mark Noel Hogan 2017 Bachelors of Economics - University of New South Wales ~ Diploma of Financial Planning - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Masters in Professional Accounting (MPA) - RMIT University ~ SAA Core 1 Securities and Managed Investment Accreditation Program - Stockbrokers Association of Australia
 Matthew Poynton 2017 Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 - Kaplan
 Matthew Turner 2015 Bachelor of Applied Finance - Macquarie University ~ Bachelor of Economics - Macquarie university ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 - Stockbrokers Association of Australia
 Melanie Stone 2018 Bachelor of Commerce - Deakin University
 Michael James Clegg 2004 Accredited Derivatives Adviser Level 2 - Deakin Prime ~ Bachelor of Commerce - University of Sydney
 Michael Tony Kostos 2017 Bachelor of Business (Banking and Finance) - Monash University ~ Certified Financial Planner - Financial Planning Association fo Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional
 Millie Ferguson 0 Bachelor of Advanced Finance and Economics (Honour) - University of Queensland ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Monique Elwyn Gourlay 1998 Bachelor of Commerce (Honours) - University of Melbourne ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ RG146 - Deakin Prime
 Nadine Florenini 2015 Advanced Diploma of Financial Planning - Kaplan ~ Client Engagement Skills - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Tier 1 Derviatives - Kaplan
 Nicholas Edward Gordon 1992 ADA 2 - Deakin PRime ~ Bachelor of Business (Economics) - Monash University ~ RG146 - Deakin Prime ~ Responsible Executive - Stockbrokers Association of Australia
 Nicholas Ries 2009 Bachelor of Business Management - Monash ~ Diploma of Financial Services in Financial Planning - RG 146 Training Australia ~ Ethics and Professionalism in Financial Advice - Kaplan
 Patrick DI Giannantonio 0 Bachelor of Business - University of Technology, Sydney ~ Diploma in Innovation - University of Technology, Sydney ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Paul Henri Benveniste 1997 ADA 1 - Deakin Prime ~ Bachelor of Commerce - University of Adelaide ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending & Geared Investments - Kaplan
 Peter Konstantine Jorgensen 2008 Accredited Derivatives Adviser 1 - Deakin Prime ~ Accredited Derivatives Adviser 2 - Deakin Prime ~ Master of Business Administration - The University of Edinburgh ~ RG146 - Deakin Prime
 Philip Damien Anglin 2000 ADA 1 - Deakin Prime ~ Bachelor of Commerce - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 - Financial Planning Assoc of Aust
 Pieter Francois Scheepers 2015 Bachelor of Commerce (Hons) - University of Stellenbosch ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Masters of Business in Finance - University of Technology Sydney ~ Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia
 Randall Fulton - Boote 2013 Bachelor of Business Administration - Macquarie University ~ Bachelor of Economics - Macquarie University ~ Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime ~ Graduate Diploma of Financial Planning - Kaplan
 Robert Raymond Tayoun 2012 Bachelor of Commerce - University of Wollongong ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Masters of Applied Finance - Kaplan
 Ryan James Cormican 2012 Bachelor of Economics - Macquarie University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Core 1 - Securities & Managed Investments Accreditation - Stockbrokers and Financial Advisers Association ~ Masters of Applied Finance - Kaplan
 Samuel Jones 2018 Bachelor of Business (International Business) - Swinburne University ~ Core 1 - Securities & Managed Investments Accreditation - Stockbrokers Association of Australia ~ Graduate Certificate of Applied Finance - Kaplan
 Saurav Patel 2022 Bachelor of Commerce - The Australian National University ~ Bachelor of Finance - The Australian National University ~ Graduate Diploma of Financial Planning - Kaplan
 Tom Richardson 2018 Bachelor of Commerce - Deakin University ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ RG 146 Securities and Managed Investments, Superannuation, Margin Lending - Stockbrokers Association
 Wanhee Lee 2003 Accredited Derivatives Adviser - Deakin Prime ~ Bachelor of Commerce (Accounting and Finance) - University of New South Wales ~ Client Engagement Skills - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan
 William Edward Richardson 2014 Bachelor of Commerce - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ RG146 - Kaplan
 William Gregg 2016 Accredited Derivatives Adviser Level 1 and 2 - Deakin Prime ~ Bachelor of Business Economics - Hertfordshire University ~ RG 146 - Mentor Education; RG146 Training Australia Pty Ltd