This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Ward Carey | 2016 | 1990 - Graduate Diploma - - Financial Services Institute of Australasia ~ 1998 - Master of Business Administration - - Melbourne Business School ~ 2016 - Master of Financial Planning - - Deakin University |
| Andrea Rosemary Mckay | 2016 | 1992 - Bachelor of Commerce - - University of Tasmania ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Joshua Andrew John Tuttleby | 0 | 2022 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2023 - Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Michelle Brisbane | 1999 | 1999 - Bachelor of Business- Business Administration - - RMIT ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2005 - CFP - - Deakin University |
| Sharon Tan | 2006 | 2001 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - FINSIA ~ 2010 - DPML Margin Lending - Certificate (AQF 1-4) - Pinnacle Financial Services Academy |
| Timothy Fitzpatrick | 2017 | 2008 - Bachelors in Arts & Business - - University of Southern Queensland ~ 2013 - Graduate Cert of Economics - Graduate Certificate (AQF 8) - University of Queensland ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2018 - Advanced Dip Financial Planning - - Kaplan ~ 2020 - Master of Commerce - Masters Degree (AQF 9) - Deakin University |