Ethical Investment Advisers Pty ltd

AFS License Number
276544
Name
Ethical Investment Advisers Pty ltd
ABN/ACN/ARBN
26108175819
Licensee issued
July 12, 2004
Address
Red Hill, 4059, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Anne Quon 2007 Diploma of Financial Services - Kaplan Professional
 Christopher Lang 2014 Bachelor of Business (Financial Planning) - RMIT
 James Neil Baird 2008 Bachelor of Commerce - University of Western Australia ~ Foundation DFP - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan ~ Master of Business Administration - University of Western Australia ~ Self Managed Superannuation Funds - Kaplan
 Karen Elizabeth Mcleod 2003 Bachelor of Business (International Business) - Queensland University of Technology ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Louise Edkins 1984 Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University
 Luke Anthony Price 2011 Bachelor Business (Finance) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan
 Melinda Anne Reid 2000 Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan Professional ~ Self-Managed Superannuation Funds - Kaplan
 Nathaniel Luke Peter Chell 2007 Bachelor of Management - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Margin Lending and Geared Investments - Kaplan ~ Self-Managed Superannuation Funds - Kaplan ~ Tier 1 Adviser Compliance Solution - FINSIA
 Ross Brenton Roger Little 2018 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Master of Business Administration - University of Southern Queensland ~ Master of Sustainability and Climate Policy - Curtin University
 Sarah Emily Wood 2007 Bachelor of Business - Queensland University of Technology ~ Bachelor of Laws - Southern Cross University ~ Diploma of Financial Planning (Financial Services) - Tribeca/ FINSIA ~ Taxation Planning (ADFS 1) - Mentor
 Stephanie Leanne Dewberry 2023 Bachelor of Applied Finance - Macquarie University ~ Master of Applied Finance - Charles Sturt University
 Stuart Richard Barry 2006 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business Accounting - Chisholm Institute of Technology ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Master of Business Administration Finance - Queensland University of Technology
 Thomas John Robertson 2017 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - University of Tasmania ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Finance - University of Tasmania