This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Scott Anthony Donoghue | 1994 | 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast (USC) ~ 2023 - Commercial Law - Other - KAPLAN Professional ~ 2023 - Tax for Financial Advising - Other - KAPLAN Professional ~ 2025 - Accredited Aged Care Professional Program - Certificate (AQF 1-4) - Aged Care Steps |
| Stuart Richard Barry | 2006 | 1988 - Bachelor of Business Accounting - Bachelor Degree (AQF 7) - Chisholm Institute of Technology ~ 1993 - Master of Business Administration Finance - Masters Degree (AQF 9) - Queensland University of Technology ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia |
| Thomas John Robertson | 2017 | 2014 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Tasmania ~ 2016 - Master of Finance - Masters Degree (AQF 9) - University of Tasmania ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - DFP5v2 Tax for Financial Advising - Other - Kaplan Professional ~ 2017 - TASACLv1 Commercial Law - Other - Kaplan Professional ~ 2019 - Kaplan Professional - Bridging Course - Ethics - FPC002B-Ethics and Professionalism in Financial Advice |