This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Rankmore Kevin Lloyd | 2017 | 1979 - bACHELOR OF BUSINESS - Bachelor Degree (AQF 7) - CHARLES STUART UNIVERSITY ~ 1981 - CHARTERED ACCOUNTANT - Graduate Diploma (AQF 8) - IINSTITUTE OF CHARTEREDACCOUNTANTS ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice ) Training Package - Other - Mentor Education |
| Roger Michael Estens | 2017 | 2003 - Bachelor of Financial Administration - Bachelor Degree (AQF 7) - University of New England ~ 2007 - Professional Year - Institute of Chartered Accountants - Graduate Diploma (AQF 8) - Institute of Chartered Accountants ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology |