This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice to wholesale clients only, for the following classes of financial products:
derivatives limited to employee incentive schemes;
securities limited to employee incentive schemes; and
financial products limited to:
miscellaneous financial investment products limited to employee incentive schemes;
deal in a financial product to both retail and wholesale clients by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives limited to employee incentive schemes;
securities limited to employee incentive schemes; and
financial products limited to:
miscellaneous financial investment products limited to employee incentive schemes; and
provide the following custodial or depository services to both retail and wholesale clients:
operate custodial or depository services other than investor directed portfolio services limited to employee incentive schemes;
| Name | First provided advice | Qualification and trainings |
|---|