This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bradley John Ellison | 2010 | 2010 - Diploma of Financial Services (Financial Planning) FNS50804 - - Mentor Education - RG146 Training Australia ~ 2020 - FPC002B Ethics and Professionalism - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning (GDFP19) - Graduate Diploma (AQF 8) - Kaplan |
| Eleanor Maree Ross | 2014 | 2010 - Margin Lending Accreditation Program - - Deakin Prime/Stockbrokers Association of Australia ~ 2011 - Professional Diploma in Stockbroking - - Deakin Prime/Stockbrokers Association of Australia ~ 2015 - FNS60410 Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Self Managed Superannuation Funds - - Kaplan ~ 2020 - FPC002B Ethics and Professionalism - Bridging Course - Ethics - Kaplan |