This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brendan William Hughes | 2014 | Advanced Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Laws - James Cook University ~ Bachelor of Laws - James Cook University ~ Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma in Legal Practice - The Australian National University ~ Graduate Diploma of Legal Practice - Australian National University ~ Master of Professional Accounting - Master of Business Administration - James Cook University ~ Master of Professional Accounting - Master of Business Administration - James Cook University |
| James Newton Wortley | 1998 | Bachelor of Business (Accounting) - CQ University ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Michael Mcleod | 1994 | Certified Financial Planner - Financial Planning Association |
| Michael Thackray | 2008 | Advanced Diploma of Financial Planning - Deakin University ~ Bachelor Of Economics - Monash University ~ Certified Financial Planner - Financial Planning Association Of Australia ~ Diploma of Financial Planning - ThreeSixty ~ Diploma of Mortgage Lending - FINSIA |
| Scott Douglas Jamieson | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Financial Planning - Central Queensland University ~ Certificate IV in Finance and Mortgage Broking - Mortgage and Finance Association of Australia ~ Diploma of Financial Planning - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Scott Traynor | 2017 | Bachelor of Accounting & Financial Planning - Charles Sturt University |