Enlightened Financial Solutions Pty ltd

AFS License Number
502728
Name
Enlightened Financial Solutions Pty ltd
ABN/ACN/ARBN
81600104354
Licensee issued
Dec. 1, 2017
Address
Mackay, 4740, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Brendan William Hughes 2014 2010 - Bachelor of Laws - - James Cook University ~ 2010 - Graduate Diploma in Legal Practice - - The Australian National University ~ 2010 - Graduate Diploma of Legal Practice - - Australian National University ~ 2010 - Master of Professional Accounting - Master of Business Administration - - James Cook University ~ 2013 - Diploma of Financial Planning - - Kaplan Education Pty Ltd ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Education Pty Ltd ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional
 James Newton Wortley 1998 1994 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - CQ University ~ 2000 - Diploma of Financial Planning - - Financial Planning Association of Australia
 Michael Mcleod 1994 2000 - Certified Financial Planner - - Financial Planning Association
 Michael Thackray 2008 1988 - Bachelor Of Economics - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Diploma of Mortgage Lending - - FINSIA ~ 2008 - Diploma of Financial Planning - Diploma (AQF 5) - ThreeSixty ~ 2011 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2015 - Certified Financial Planner - - Financial Planning Association Of Australia
 Scott Douglas Jamieson 2008 2008 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2010 - Certificate IV in Finance and Mortgage Broking - - Mortgage and Finance Association of Australia ~ 2014 - Bachelor of Financial Planning - - Central Queensland University ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education
 Scott Traynor 2017 2016 - Bachelor of Accounting & Financial Planning - - Charles Sturt University