This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Chace Margaret Baulch | 2018 | Advance Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education Pty Ltd |
| Daniel Patrick Hogan | 2005 | Advance Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Economics - James Cook University ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Financial Essentials SMSF Adviser Education Program - Financial Essentials Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Giovanni Alfio Licciardello | 2004 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - the University of Southern Queensland ~ Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Grant Russell Matthews | 2018 | Bachelor of Business - James Cook University ~ Diploma Of Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Louise Maree Previtera | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Higher Education Pty Ltd |
| Mary Fry | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Southern Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Peter James Mckaig | 2002 | Bachelor of Commerce - James Cook University of North Queensland ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Practising Accountant - Australian Society of Certified Practising Accountants |
| Rita Maria Zappulla | 2004 | Bachelor of Commerce - The University of Queensland ~ CA SMSF Specialist - The Institute of Chartered Accountants in Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Integrity |