This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Robert Pugsley | 2016 | 2000 - Honours Degree of Bachelor of Commerce - - Monash University ~ 2016 - FNS10 Training Package - - Pinnacle Financial Services Academy |
| David Norman Amos | 2016 | 1993 - Bachelor of Business - - Deakin University ~ 2016 - FNS10 Training Package (RG146) - - Pinnacle Financial Services Academy |
| Kellie Ann Clay | 2016 | 2000 - Bachelor of Business (Accounting) - - Monash University ~ 2016 - FNS10 Training Package (RG146) - - Pinnacle Financial Services Academy |
| Sladjan Novak | 2018 | 2008 - Bachelor of Business - - Swinburne University ~ 2018 - FNS Training Package (RG146) - - Pinnacle Financial Services Acadamy |