This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Fagan | 2007 | Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Commerce - Deakin University ~ CFP - Finance - Financial Planning Association of Australia ~ Diploma - Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Constantine Gianna | 1993 | Certified Financial Planner - Financial Planning Association of Victoria and Deakin University ~ Diploma of Financial Advising - Securities Institute of Australia ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance - Securities Institute |
| Emily Jessica Macdonald | 2023 | Bachelor of Commerce (Major in Finance) - Deakin ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Accounting and International Finance - Deakin |
| Luke Anthony Spiller | 2014 | Advanced Diploma - Financial Planning - MLC ~ Bachelor Degree - Business - Australian Catholic University ~ Certified Financial Planner - FPA ~ Diploma - Financial Planning - MLC ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Matthew Scholten | 1995 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma - Life Insurance - Australian Insurances Institute ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ SMSF Association Specialist Accreditation Program - Self Managed Super Fund Association |
| Michael Francis Toal | 2001 | Bachelor Degree - Business - Charles Sturt University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma - DFP - Deakin University ~ Other - SMSF Adviser (Specialist) - SPAA |
| Mitchell John Fidas | 2023 | Bachelor of Business(major in Financial Planning) - La Trobe University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Trent Matthew Collins | 2002 | Bachelor Degree - Applied Science - RMIT ~ Diploma - Company Directors - Australian Institute of Company Directors ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma - Financial Planning - FINSIA |