Efg Advice Australia Pty ltd

AFS License Number
515795
Name
Efg Advice Australia Pty ltd
ABN/ACN/ARBN
61632199823
Licensee issued
Aug. 26, 2019
Address
East Perth, 6004, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Glyn Lawrence Roger Cooper 0 Bachelor of Commerce Accounting and Finance - Curtin University ~ Graduate Diploma of Financial Planning - Finsia ~ Master of Financial Planning - Kaplan
 Kiah Joy Bradford 2017 Bachelor of Art (Japanese) - Curtin ~ Diploma of Financial Planning - Kaplan Professional
 Mark Andrew Smith 2013 Advanced Diploma of Financial Planning - Kaplan Professional ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Nicholas James Hart 2008 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional Education
 Raymond Vicko Pecotic 1997 Bachelor of Commerce - Curtin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education
 Sandra Carr 2001 ADFP - Deakin University ~ Bachelor Of Commerce - University of WA ~ Certified Practicing Accountant - Australian Society of CPA's ~ DFP - Deakin University