This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Grant Andrew Edwards | 2000 | 1993 - Bachelor of Business (Accounting) - - Royal Melbourne Institute of Technology ~ 2004 - Diploma of Financial Planning - - Deakin University/ Financial Planning Association ~ 2012 - Diploma of Advanced Tax - - The Tax Institute ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - FASEA Financial Adviser Exam - Other - FASEA |
| Kyle Vause | 2014 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael John Parker | 2016 | 2012 - Bachelor of Commerce - - Deakin University ~ 2016 - Diploma of Financial Planning - - CPA Australia |
| Steven Michael Wild | 2003 | 1983 - Bachelor of Arts (Accountancy) - - South Australian Institute of Technology ~ 1995 - Chartered Accountants Program - - Institute of Chartered Accountants ~ 2005 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2013 - CA SMSF Specialist - - Institute of Chartered Accountants ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |