This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Grant Andrew Edwards | 2000 | Bachelor of Business (Accounting) - Royal Melbourne Institute of Technology ~ Diploma of Advanced Tax - The Tax Institute ~ Diploma of Financial Planning - Deakin University/ Financial Planning Association ~ FASEA Financial Adviser Exam - FASEA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Kyle Vause | 2014 | Bachelor of Commerce - University of South Australia ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Michael John Parker | 2016 | Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - CPA Australia |
| Philip Stathopoulos | 2017 | ALPA - Kaplan ~ Bachelor of Applied Finance - University of South Australia ~ Graduate Diploma of Financial Planning - Kaplan ~ RG146 Tier 2 Program - Basic Deposits and General Insurance - Deakin University ~ SMSF - Kaplan |
| Steven Michael Wild | 2003 | Bachelor of Arts (Accountancy) - South Australian Institute of Technology ~ CA SMSF Specialist - Institute of Chartered Accountants ~ Chartered Accountants Program - Institute of Chartered Accountants ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |