This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alex Dimos | 2002 | 1994 - Bachelor of Economics - - Macquarie University ~ 2005 - Graduate Diploma in Financial Planning - - Deakin University ~ 2011 - Certificate of Foundation Tax - - Tax Institute ~ 2015 - Self Managed Superannuation Fund - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alfred Hung | 2007 | 2003 - Bachelor of Commerce - - Macquarie University ~ 2005 - Graduate Diploma in Accounting - - Institute of Chartered Accountants ~ 2006 - Master of Commerce - - Macquarie University ~ 2007 - Graduate Certificate in Financial Planning - - Financial Services Institute of Australasia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| George Shahinian | 2003 | 1992 - Bachelor of Commerce - - University of Wollongong ~ 1994 - Master of Business - - University of Technology Sydney ~ 2002 - Graduate Diploma in Financial Planning - - Securities Institute of Australia ~ 2015 - Essential self managed superannuation fund update - - Chartered Accountants Australia and New Zealand |