This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Havers | 2018 | 2004 - Bachelor of Eco & Fin - - RMIT ~ 2016 - ADFS - - Mentor Education ~ 2017 - Graduate Diploma Financial Planning - - Deakin University |
| Bjorn Kutschera | 2014 | 2012 - International Management (Finance, Controlling, Accounting) - Bachelor Degree (AQF 7) - University of Applied Sciences Hof, Germany ~ 2014 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2016 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jodie Eastough | 2007 | 2006 - Advance Diploma of Financial Services ( Financial Planning ) - - Tribeca ~ 2006 - Diploma of Financial services ( Financial Planning ) - - Tribeca ~ 2015 - Applied Financial Planning - - KAPLAN ~ 2017 - Master of Financial Planning - - Kaplan Professional Education ~ 2018 - Certified Financial Planner - - Financial Planning Association of Australia |
| Shane Albert Casey | 2002 | 2003 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2005 - Self Managed Superannuation Funds - - Tribeca ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |