This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Andrew Havers | 2018 | ADFS - Mentor Education ~ Bachelor of Eco & Fin - RMIT ~ Graduate Diploma Financial Planning - Deakin University |
Bjorn Kutschera | 2014 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ International Management (Finance, Controlling, Accounting) - University of Applied Sciences Hof, Germany ~ Self Managed Superannuation Funds - Kaplan |
Jodie Eastough | 2007 | Advance Diploma of Financial Services ( Financial Planning ) - Tribeca ~ Applied Financial Planning - KAPLAN ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial services ( Financial Planning ) - Tribeca ~ Master of Financial Planning - Kaplan Professional Education |
Lauren Styles | 2017 | Financial Education Professionals Full Diploma Level - Tier 1 - Financial Education Professionals ~ Kaplan 910 Generic Knowledge - Kaplan ~ Kaplan DFP5v2 Tax for Financial Advising - Kaplan ~ Kaplan TASACLv1 Commercial Law - Kaplan ~ Kaplan Tier 1 Life Insurance - General Advice - Kaplan |
Shane Albert Casey | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Tribeca |