This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to wholesale clients;
managed investment schemes excluding IDPS to wholesale clients; and
securities to wholesale clients.
Make a market for a financial product limited to:
derivatives in the capacity of a Principal Trader within the meaning of the operating rules of the licensed market operated by ASX Limited known as the ASX Operating Rules and the operating rules of the licensed market operated by
Australian Securities Exchange Limited known as the ASX 24 Operating Rules to wholesale clients; and
managed investment schemes to wholesale clients.
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