This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aleksandar Radosevic | 2018 | Bachelor of Commerce - Major in Economics and International Business - University of Wollongong ~ Diploma of Financial Planning - Kaplan Professional |
| Benjamin Peters | 2002 | Advanced Diploma of Financial Planning - FPA ~ Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professionals ~ Self Managed Superannuation Funds - Tribeca |
| Carla Helene Allen | 2001 | Bachelor Economics - Macquarie University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
| Hugh James Campbell | 2018 | Bachelor of Economics - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional |
| Jacob Thomas O'sullivan | 2015 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Professional Accountancy) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Michelle Peters | 1994 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Paul Oliver | 2006 | Bachelor of Business - University of Western Sydney ~ Dip.FS - Financial Services Institute of Australia ~ Self Managed Super Fund Course - Kaplan |