This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aleksandar Radosevic | 2018 | 2010 - Bachelor of Commerce - Major in Economics and International Business - - University of Wollongong ~ 2017 - Diploma of Financial Planning - - Kaplan Professional |
| Benjamin Peters | 2002 | 2003 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2006 - Self Managed Superannuation Funds - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professionals |
| Carla Helene Allen | 2001 | 1994 - Bachelor Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2017 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Jacob Thomas O'sullivan | 2015 | 2009 - Bachelor of Business (Professional Accountancy) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Melanie Caitlyn David | 2024 | 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Western Sydney University |
| Michelle Peters | 1994 | 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Paul Oliver | 2006 | 2003 - Bachelor of Business - - University of Western Sydney ~ 2006 - Dip.FS - - Financial Services Institute of Australia ~ 2008 - Self Managed Super Fund Course - - Kaplan |