This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexandrea Leslie Newell | 2018 | Diploma of Financial Planning - Monarch Institute |
| Andrew David Rowan | 1993 | Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Planning - Deakin University |
| Ewen William Fletcher | 2015 | Bachelor of Commerce (Accounting) - Federation University ~ Diploma of Financial Planning - Integrity Education Group |
| Paul Halligan | 1988 | Accredited Aged Care Professional - Aged Care Steps ~ Certified Financial Planner - Financial Planning Association Of Australia ~ Diploma Of Financial Planning - Financial Planning Association ~ Diploma Of Superannuation Management - ASFA ~ Self Managed Superannuation Funds - Kaplan Professional Education |