This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexandrea Leslie Newell | 2018 | 2018 - Diploma of Financial Planning - - Monarch Institute |
| Andrew David Rowan | 1993 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner (CFP) - - FPA |
| Ewen William Fletcher | 2015 | 2004 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Federation University ~ 2015 - Diploma of Financial Planning - - Integrity Education Group |
| Paul Halligan | 1988 | 1996 - Certified Financial Planner - - Financial Planning Association Of Australia ~ 1996 - Diploma Of Financial Planning - - Financial Planning Association ~ 2002 - Diploma Of Superannuation Management - - ASFA ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional Education |