This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
interests in managed investment schemes excluding investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Michael Neasmith | 1996 | Acc Derivitives Adviser Level 2 - ASX ~ Diploma Financial Planning - FPA ~ Margin Lending Accreditation - Deakin Prime ~ Professional Dip Stock Broking - Deakin Prime ~ Professional Standards Acc Prg - Deakin Prime |
| Darren Scott Kerford | 1999 | Acc Derivatives Adviser Level 1 - ASX ~ Bachelor of Commerce - Monash University ~ Margin Lending Accreditation - Deakin Prime ~ Professional Standards Acc Prg - Deakin Prime ~ Superannuation - RMIT University |
| Darren Wayne Light | 1998 | Margin Lending Accreditation - Deakin Prime ~ Superannuation - RMIT |
| George Maikousis | 1987 | Accredited Derivative Adviser 1 - ASX ~ Margin Lending Accrediitation Prg - Deakin Prime ~ Professional Dip Stock Broking - Deakin Prime ~ Superannuation - RMIT |
| John Anton Joglou | 2008 | Bachelor of Business - Victoria University of Technology ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School |
| Lewis Vassos | 1988 | Acc Derivatives Adviser Level 1 - ASX ~ Margin Lending Accreditation - Deakin Prime ~ Professional Dip Stockbroking - Deakin Prime ~ Professional Standards Acc Prg - Deakin Prime ~ Superannuation - RMIT Uni |