This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alison Grace Fischer | 2012 | 2011 - Bachelor of Commerce - - University of Newcastle ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Brendan James Krone | 2001 | 1993 - Bachelor of Economics - - Macquarie University ~ 2002 - Graduate Diploma in Applied Finance & Investment - - Securities Institute (Kaplan Professional) ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |